Chief Compliance Officer
Lori Alberts joined Brighton Securities in 2017 bringing more than 25 years of operations and compliance experience in the financial services industry with her to Team Brighton. Lori began her career with LifeMark Securities Corp. where she was a valuable member of the management team for over 19 years. During her tenure there she was the Finance Manager, Director of Compliance and Manager of Supervision. She subsequently held positions as Assistant Chief Compliance Officer at Wall Street Financial and a Senior Associate at Morgan Stanley Wealth Management, LLC.
Lori is a contributing member of the management team at Brighton Securities where her extensive experience and attention to detail provide an ideal capacity to proficiently educate the representatives, support the firm, and protect the clients. In addition to running Brighton Securities’ Compliance program, Lori maintains the Series 4, 6, 7, 24, 26, 51, 53, 63, and 66 as well as the NYS Life and Health Insurance Licensee and is a Notary Public.
Lori has also been a member of, and volunteered for, many industry and community organizations, including being a founding member of the Women in Financial Services Rochester Chapter. In her free time, Lori enjoys outdoor activities, the beach and sports with her husband, Mark and two sons, Matt and Jimmy.