Brighton Securities Capital Management
- Adv Part IIA
- Form CRS/Form ADV Part 3
- Schwab Margin Disclosure Statement
- Order Routing
- Privacy Policy
- Business Continuity Plan
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SEC Rule 606 requires brokers that route equity and option orders to make available quarterly reports (broken out by months) that provide statistical details regarding their routing practices. The report details the market centers (e.g. exchanges, market makers or alternative trading systems) that brokers route to and the material aspects of the brokers’ relationship with those market centers. Brighton Securities exclusively routes order to Charles Schwab for execution. Brighton is not party to any Payment for Order Flow Arrangements.
CLICK HERE to access Brighton’s 606 report.
Brighton Securities Corp.
- ADV Part II
- Broker Check
- Conflicts of Interest
- Disclosure Policy
- Fee Disclosure
- Form CRS
- Margin Disclosure Statement
- Order Routing Practices
- Privacy Policy
- Regulation Best Interest Disclosure
- Business Continuity Plan
-
SEC Rule 606 requires brokers that route equity and option orders to make available quarterly reports (broken out by months) that provide statistical details regarding their routing practices. The report details the market centers (e.g. exchanges, market makers or alternative trading systems) that brokers route to and the material aspects of the brokers’ relationship with those market centers. Brighton Securities exclusively routes order to Wells Fargo Clearing Services, LLC. for execution. Brighton is not party to any Payment for Order Flow Arrangements.
CLICK HERE to access Brighton’s 606 report.
CLICK HERE for the 606(a) Disclosure