Client Onboarding | Brighton Securities

Client Information Summary:

For New Account Opening

Financial Advisor*

Name*

Mother’s Maiden Name*

Mailing Address, if different

Email*

Primary Phone Number*

Date of Birth*

Marital Status*

Social Security Number*

Education Level*

Number of Dependents*

Driver’s License #*

State of Issue*

Issue Date*

Expiration Date*

Copy of Driver's License Front* Please upload the front of your photo ID.

Copy of Driver's License Back* Please upload the back of your photo ID.

Employer (previous if retired)*

Occupation*

Years with Employer*

Trusted/Emergency Contact Name, or Decline

Relationship

Phone Number

Email

Your Current Financial Snapshot:

To help us gain a clearer understanding of your overall financial picture, please share estimates of your annual income, liquid assets, other investments, and total net worth. This insight allows us to better tailor our guidance to your specific needs and goals.

Other Investments*

Annual Income*

Liquid Net Worth*

Net Worth*

Investment Objective:

Select the investment objective that best reflects your primary financial goals, whether you're focused on generating income, pursuing growth, balancing both, or engaging in more active trading strategies.

Investment Objective*

Investment Experience:

Please indicate your level of experience with each investment type to help us tailor recommendations and increase your financial knowledge.

Stocks*

Bonds*

Options*

Annuities & Insurance*

Mutual Funds*

Other Brokerage Accounts:

Let us know if you hold any other brokerage accounts and where they are located, so we can provide comprehensive and coordinated financial guidance.

Other Brokerage Accounts?*

No

Yes

Where?

Liquidity Needs:

Please indicate your liquidity needs—how quickly you may need access to your invested funds—so we can align your portfolio with your financial flexibility.

Liquidity Needs*

Investment Time Horizon:

Select the investment time horizon that best reflects when you expect to need access to your invested funds, as this helps guide appropriate risk and strategy planning.

Time Horizon*

Tax Bracket:

Choose your current federal tax bracket to help us make more informed, tax-efficient investment decisions tailored to your financial plan. Unsure? We’ll help you and discuss.

Tax Bracket*

Beneficiary Information:

Please provide complete details for both your Primary and/or Contingent Beneficiaries, including contact information, relationship, and asset distribution percentages. This ensures your assets are transferred according to your wishes. If designating additional Primary and/or Contingent Beneficiaries, please follow the prompt and select Add More in each designated section.

You may also choose to designate beneficiaries per stirpes. Per stirpes means that if a beneficiary predeceases you, their share will automatically pass to their descendants, preserving the generational intent of your estate.

Use the Personal Representative Designation section to name any individuals serving as Executors, Executrixes, or Trustees, as well as to list the proper names of any per stirpes beneficiaries for your broker’s reference.

Primary Beneficiary Information:

Provide detailed information for your primary beneficiary(ies), including their relationship to you, contact details, and percentage of asset distribution, to ensure your assets are directed according to your wishes.

Name*

Relationship*

UTMA Custodian Name, if beneficiary is a minor*

Phone Number*

% of Assets*

Date of Birth/Trust Date*

SSN/Tax ID*

Do you have additional Primary Beneficiaries?

Yes

No

Name

Relationship

UTMA Custodian Name, if beneficiary is a minor

Phone Number

% of Assets

Date of Birth/Trust Date

SSN/Tax ID

Additional Primary Beneficiary Information (If applicable)

Contingent Beneficiary Information:

Enter the information for your contingent beneficiary(ies), who will receive the designated share of assets if the primary beneficiary is unable to do so, ensuring your estate plan remains intact.

Do you have Contingent Beneficiaries?

Yes

No

Uncertain

Name

For Primary Beneficiary #

Phone Number

% of Assets

Date of Birth/Trust Date

UTMA Custodian Name, if beneficiary is a minor

SSN/Tax ID

Do you have additional Contingent Beneficiaries?

Yes

No

Name

For Primary Beneficiary #

UTMA Custodian Name, if beneficiary is a minor

Phone Number

% of Assets

Date of Birth/Trust Date

SSN/Tax ID

Additional Contingent Beneficiary Information (If applicable)

Personal Representative Designation for per stirpes:

Will provide your Broker with the proper name(s) of any per stirpes beneficiary.

Name

Stirpes Beneficiary

Executor/Executrix

Trustee

Contact Us

Contact Us

Welcome to Brighton Securities

Client Information Summary:

Your Current Financial Snapshot:

Investment Objective:

Investment Experience:

Other Brokerage Accounts:

Liquidity Needs:

Investment Time Horizon:

Tax Bracket:

Beneficiary Information:

Primary Beneficiary Information:

Contingent Beneficiary Information:

Personal Representative Designation for per stirpes: