Brighton Securities Hires Compliance Manager
Contact: Christina Gregory
Marketing Coordinator
585-340-2204
cgregory@brightonsecurities.com
Brighton Securities Hires Compliance Manager
ROCHESTER, NY--Brighton Securities, a Rochester NY-based Financial Services firm, recently announced that Lori Alberts has joined its firm as a Compliance Manager. Lori brings more than 25 years of operations and compliance experience in the financial services industry with her to Team Brighton. Lori began her career with LifeMark Securities Corp. where she was a valuable member of the management team for over 19 years. During her tenure there she was the Manager of Accounting and Human Resources, Director of Compliance and Director of Supervision. She subsequently held positions as Assistant Chief Compliance Officer at Wall Street Financial and a Senior Registered Associate at Morgan Stanley Wealth Management, LLC.
Lori is a contributing member of the management team at Brighton Securities where her extensive experience and attention to detail provide an ideal capacity to proficiently educate the representatives, support the firm, and protect the clients. In addition to running Brighton Securities’ Compliance program, Lori maintains the Series 4, 6, 7, 24, 26, 51, 53, 63, and 66 as well as the NYS Life and Health Insurance Licensee and is a Notary Public.
Jai Ramachandran, Brighton Securities’ Chief Executive Officer said “Lori’s wealth of experience and industry experience has already made her a key addition to the Brighton Securities team. We view her hiring as an extension of our dedication to providing our clients the best the wealth management industry has to offer. In addition, our place as the Top Small Business Workplace in Rochester helps us attract talented people like Lori to work at Brighton Securities and we are lucky to have her join the team. I’m confident that Lori will play a key role as we work to both adapt to new regulations and stay in compliance with our existing regulatory framework.”
About Brighton Securities: Brighton Securities is a local, independently owned financial services firm headquartered in Rochester, NY with offices on Monroe Avenue in Brighton, and Main Street in Batavia NY. Established in 1969, Brighton uses a client-focused approach in offering services that include: Financial Planning, Personal Saving Strategies, Insurance, Estate Planning, Tax Planning & Preparation, and Corporate Services. Brighton's financial advisors serve individual investors, trusts, estates, and small/ medium-sized businesses, with over 500 years of combined experience in the financial services sector.